Broker Check

Joseph Sullivan, CFS

Joseph M. Sullivan

Joseph M. Sullivan

Financial Planner

With over 21 years of experience, Joseph M. Sullivan has conducted financial and retirement planning seminars for a number of major corporations as well as being a featured speaker at public seminars specializing in asset allocation, retirement planning, education funding and estate planning.

Joe's commitment to financial services is acknowledged by his successful completion of rigorous program requirements, certifications and continuing education credits. His registrations include Series 6 (Investment Companies and Variable Contracts), Series 7 (General Securities), Series 63 (Uniform Securities Act/BlueSky Law), and Series 65 held through LPL Financial. He is state certified through the Connecticut Partnership for Long Term Care to present clients with options regarding long term care health insurance. He has also successfully completed the Foundations of Estate Planning Curriculum and is a member of the Fairfield County Chapter of Financial Planning.

To best accommodate clients, Joe can conduct meetings in his office in Southbury, CT or in other offices located throughout New England and the East Coast. Joe is securities registered in Connecticut, Massachusetts, Rhode Island, New Hampshire, Maine, New York and Florida as well as other states.

A graduate of The University of Connecticut with a Bachelor of Science in Finance, Joe is a native of Connecticut where he now resides with his wife and three children.