Ann Swartz, CLU, ChFC, CASL, CLF
Chief Operations Officer
Ann Swartz has been in the financial industry since 1988. A graduate of Clark University with a degree in Economics, she’s a firm believer in ongoing education for the purpose of maintaining the highest levels of professionalism. She received her Chartered Life Underwriter (CLU) designation from the American College in 1995, her Chartered Financial Consultant (ChFC) designation in 2002, her Chartered Advisor for Senior Living, (CASL) designation in 2008, and the Chartered Leadership Fellow (CLF) in 2011. In addition to earning numerous awards in the financial industry, she completed a Leadership Best Practices degree at Harvard Business School in 2010. Ann holds Series 7 (General Securities Representative), as well as Series 24 (Supervisory) licenses with LPL Financial.
In her role as Chief Operations Officer, she focuses on streamlining processes, improving communications and finding creative solutions to the challenges inherent in building a strong financial organization.
Ann has been affiliated with the National Association of Financial Advisors Rhode Island Chapter, the Rhode Island Estate Planning Council, GAMA, the Boston Society of Financial Service Professionals as a former board member, and the Rhode Island Society of Financial Service Professionals as past president. A strong advocate of physical as well as fiscal health, Ann thoroughly enjoys a variety of outdoor activities including gardening, photography, and skiing. She has a proven track record as a dedicated and enthusiastic Patriots fan.